We operate in a heavily regulated field and the subsidiary companies and teams who work for them strive to comply with the guidelines and rules that govern our industry. If you have any questions relating to our regulatory status or the regulation of the Financial Services Industry please contact us.

Download NW Browns Treating Customers Fairly Statement

Download the Terms of Business for Retail Client Agreement

Anti Money Laundering and Fraud Prevention

Download the Discretionary Client Agreement

NW Brown SIPP - Key Features

NW Brown SIPP Regular, Single and Transfer Payments

Stock and Shares ISA - Key Facts

Alternatively Secured Pensions - Pension Fund Withdrawal (Drawdown)

Compliments or Concerns

Please see the Compliments or Concerns Pages for the appropriate form.

Authorisations

There are four companies in the Group which are authorised and regulated by the FSA:

NW Brown & Company Ltd authorisation number 191123
(This link takes you to the Financial Services Authority website)
NW Brown & Company Limited is registered in England (# 391546) at Richmond House, 16-20 Regent St, Cambridge, CB2 1DB, UK.

NW Brown & Insurance Brokers Ltd authorisation number 306173
(This link takes you to the Financial Services Authority website)
NW Brown Insurance Brokers Limited is registered in England (# 1149934) at Richmond House, 16-20 Regent St, Cambridge, CB2 1DB, UK.

Freedom Insurance Services Ltd authorisation number 306536
(This link takes you to the Financial Services Authority website)
Freedom insurance Services Limited (Registered in England No. 4399749) at Richmond House, 16-20 Regent St, Cambridge, CB2 1DB, UK.

KT Financial Services Ltd authorisation number 207465
(This link takes you to the Financial Services Authority website)
KT Financial Services  is a trading name of NW Brown Financial Services Ltd (Registered in England & Wales No. 3040287) at 36 Unthank Road, Norwich, Norfolk, NR2 2RB, UK.